8-K: Current report filing
Published on May 5, 2021
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
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Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On April 30, 2021, Cryoport, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”) at which the Company’s stockholders approved, among other things, the second amendment (the “Plan Amendment”) to the Cryoport, Inc. 2018 Omnibus Equity Incentive Plan (the “Plan”) to increase the number of authorized shares of the Company’s common stock available for issuance thereunder from 5,000,000 to a total of 7,850,000 under the plan. The voting results relating to the approval of the Plan Amendment are set forth under Item 5.07 of this Current Report on Form 8-K.
The material terms of the Plan, as amended by the Plan Amendment, were described in the Company’s definitive proxy statement filed with the U.S. Securities and Exchange Commission on March 16, 2021 (the “Proxy Statement”) under the caption “Proposal No. 4 – To Approve an Amendment to the Cryoport, Inc. 2018 Omnibus Equity Incentive Plan to Increase the Number of Authorized Shares Under the Plan,” which description is incorporated herein by reference.
The descriptions of the Plan, as amended by the Plan Amendment, contained herein and in the Proxy Statement do not purport to be complete and are qualified in their entirety by reference to the full text of the amended Plan, which is attached hereto as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated herein by reference in its entirety.
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The Company held its 2021 Annual Meeting of Stockholders on April 30, 2021. The final voting results for the proposals submitted to a vote of stockholders at the Annual Meeting, each of which is described in detail in the Proxy Statement, are set forth below.
Proposal No. 1: Election of Directors. The individuals listed below were elected to serve as directors of the Company until the Company’s 2022 Annual Meeting of Stockholders or until their successors are duly elected and qualified or their earlier death, resignation, or removal:
Director Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||||||||
Linda Baddour | 41,288,002 | 301,868 | 3,172,098 | |||||||||
Richard Berman | 33,474,115 | 8,115,755 | 3,172,098 | |||||||||
Daniel M. Hancock | 40,916,893 | 672,977 | 3,172,098 | |||||||||
Robert Hariri, M.D., Ph.D. | 15,575,738 | 26,014,132 | 3,172,098 | |||||||||
Ram M. Jagannath | 40,974,436 | 615,434 | 3,172,098 | |||||||||
Ramkumar Mandalam, Ph.D. | 38,901,803 | 2,688,067 | 3,172,098 | |||||||||
Jerrell W. Shelton | 40,384,781 | 1,205,089 | 3,172,098 | |||||||||
Edward J. Zecchini | 40,825,733 | 764,137 | 3,172,098 |
Proposal No. 2: Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company and its subsidiaries for the year ending December 31, 2021. This proposal was approved as set forth below:
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
37,951,073 | 6,783,091 | 27,804 | — |
Proposal No. 3: Advisory vote to approve the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement. This proposal was approved as set forth below:
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
39,853,716 | 1,206,310 | 529,844 | 3,172,098 |
Proposal No. 4: Amendment to the Cryoport, Inc. 2018 Omnibus Equity Incentive Plan to increase the number of authorized shares under the plan. This proposal was approved as set forth below:
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
29,241,451 | 12,286,979 | 61,440 | 3,172,098 |
Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit No. | Description | |
10.1 | Cryoport, Inc. 2018 Omnibus Equity Incentive Plan (as amended by the First Amendment and the Second Amendment, effective April 30, 2021) | |
104 | Cover Page Interactive Data File (embedded within the inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 5, 2021 | Cryoport Inc. |
/s/ Robert Stefanovich | |
Robert Stefanovich | |
Chief Financial Officer |